Article I, Section 2, Clause 5 — Impeachment
Article I, Section 2, Clause 5
The House of Representatives shall chuse their Speaker and other Officers; and shall have the sole Power of Impeachment.
The House of Representatives shall chuse their Speaker and other Officers; and shall have the sole Power of Impeachment.
ArtI.S2.C5.1 Overview of Impeachment
The Constitution confers upon Congress the power to impeach and thereafter remove from office the President,1 Vice President, and other federal officers—including judges—on account of treason, bribery, or other high crimes and misdemeanors. In exercising this power, the House and the Senate have distinct responsibilities, with the House determining whether to impeach and, if impeachment occurs, the Senate deciding whether to convict the person and remove him or her from office. The impeachment process formulated by the Constitution stems from a tool used by the British Parliament to hold accountable ministers of the Crown thought to be outside the control of the criminal courts.2 This tool was adopted and somewhat modified by the American colonies and incorporated into state constitutions adopted before the federal Constitution was formed.3
When bestowing on the House of Representatives the sole power of impeachment,4 the Framers left to that body’s discretion the important question of when impeachment proceedings are appropriate for treason, bribery, or other high crimes and misdemeanors.5 The Constitution also gives the House of Representatives general authority to structure the rules of its own proceedings, and this authority seems understood to extend to those proceedings concerning impeachment.6
The Constitution’s grant of the impeachment power to Congress is largely unchecked by the other branches of government. Impeachment is primarily a political process, in which judgments and procedures are left to the final discretions of the authorities vested with the powers to impeach and to try impeachments.7 Accordingly, the nature and scope of the impeachment power has been shaped not only by congressional perceptions regarding the Framers’ intent in crafting the Constitution’s impeachment clauses, but also by shifting institutional relationships between the three branches of the government, evolving balances of power between political parties and interest groups, and the scope of accountability exercised by the people over Congress and the Executive Branch.8 Further, examination of attempted impeachments, as well as those which sparked the resignation of an official, can sometimes inform the scope of the impeachment power.9
While the House alone has the power to initiate impeachment proceedings, both houses of Congress may pursue other methods to voice opposition to the conduct of government actors. The House and Senate, separately or in conjunction, have sometimes formally announced their disapproval of a particular Executive Branch official by adopting a resolution censuring, condemning, or expressing a lack of confidence in the individual, essentially noting displeasure with the official’s actions short of the sanction of impeachment and removal.10
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ArtI.S2.C5.2 Historical Background on Impeachment
The concept of impeachment embodied in the federal Constitution derives from English,1 colonial, and early state practice.2 During the struggle in England by Parliament to impose legal restraints on the Crown’s powers, extending back at least to the 1600s, the House of Commons impeached and tried before the House of Lords ministers of the Crown and influential individuals—but not the Crown itself3—often deemed beyond the reach of the criminal courts.4 Parliament appeared to use impeachment as a tool to punish political offenses that damaged the state, although impeachment was not limited to government ministers.5 Impeachment applied to illegal acts, which included, among other things, significant abuses of a government office, misapplication of funds, neglect of duty, corruption, abridgement of parliamentary rights, and abuses of the public trust.6 Punishment for impeachment was not limited to removal from office, but could include a range of penalties upon conviction by the House of Lords, including imprisonment, fines, or even death.7
Inheriting this tradition, the American colonies adopted their own distinctive impeachment practices. The colonies largely limited impeachment to officeholders on the basis of misconduct committed in office, and the available punishment for impeachment was limited to removal from office.8 Likewise, many state constitutions adopted after the Declaration of Independence in 1776, but before the federal Constitution was ratified, incorporated impeachment provisions.9
This history thus informed the Framers’ consideration and adoption of impeachment procedures at the Constitutional Convention.10 The English Parliamentary structure of a bicameral legislature dividing the power of impeachment between the “lower” house, which impeached individuals, and an “upper” house, which tried them, was replicated in the federal system with the power to impeach given to the House of Representatives and the power to try impeachments assigned to the Senate.11 Nonetheless, the Framers, guided by the impeachment experiences in the colonies, ultimately adopted an “Americanized” impeachment practice with a republican character, distinct from English practice. The Constitution established an impeachment mechanism exclusively geared towards holding public officials, including the President, accountable.12 This contrasted with the English practice of impeachment, which could extend to any individual save the Crown and was not limited to removal from office, but could result in a variety of punishments.13 Likewise, the Framers adopted a requirement of a two-thirds majority vote for conviction on impeachment charges, shielding the process from naked partisan control.14 This, too, differed with the English practice, which allowed conviction on a simple majority vote.15 Ultimately, the Framers’ choices in crafting the Constitution’s impeachment provisions provide Congress with a crucial check on the other branches of the Federal Government and inform the Constitution’s separation of powers.16
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ArtI.S2.C5.3 Impeachment Doctrine
While legal doctrine developed from judicial opinions informs much of constitutional law, the understood meaning of the Constitution’s provisions is also shaped by institutional practices and political norms.1 James Madison believed that the meaning of the Constitution would be “liquidated” over time or determined through a “regular course of practice.”2 Justice Joseph Story thought this principle applied to impeachment, noting for example that the Framers understood that the meaning of “high crimes and misdemeanors” constituting impeachable offenses would develop over time, much like the common law.3 Indeed, Justice Story believed it would be impossible to precisely define the full scope of political offenses that may constitute impeachable behavior.4 Consequently, the historical practices of the House with regard to impeachment flesh out the meaning of the Constitution’s grant of the impeachment power to that body.
Generally speaking, the impeachment process has been initiated in the House by a Member via resolution or declaration of a charge,5 although anyone—including House Members, a grand jury, or a state legislature—may request that the House investigate an individual for impeachment purposes.6 Indeed, in modern practice, a number of impeachments have been sparked by referrals from an external investigatory body.7 Beginning in the 1980s, the Judicial Conference has referred its findings to the House recommending an impeachment investigation into a number of federal judges who were eventually impeached.8 Similarly, in the impeachment of President Bill Clinton, an independent counsel—a temporary prosecutor given statutory independence and charged with investigating certain misconduct when approved by a judicial body9—first conducted an investigation into a variety of alleged activities on the part of the President and his associates, and then delivered a report to the House detailing conduct that the independent counsel considered potentially impeachable.10
Regardless of the source requesting an impeachment investigation, the House has sole discretion under the Constitution to actually begin any impeachment proceedings against an individual.11 In practice, impeachment investigations are often handled by an already existing or specially created subcommittee of the House Judiciary Committee.12 The scope of the investigation can vary. In some instances, an entirely independent investigation may be initiated by the relevant House committee or subcommittee. In other cases, an impeachment investigation may rely on records delivered by outside entities, such as that delivered by the Judicial Conference or an independent counsel.13 Following this investigation, the full House may vote on the relevant impeachment articles. If articles of impeachment are approved, the House chooses managers to bring the case before the Senate.14 The managers then present the articles of impeachment to the Senate, request that the body order the appearance of the accused,15 and typically act as prosecutors in the Senate trial.16
The House has impeached twenty individuals: fifteen federal judges, one Senator, one Cabinet member, and three Presidents.17 The consensus reflected in these proceedings is that impeachment may serve as a means to address misconduct that does not necessarily give rise to criminal sanction. The types of conduct that constitute grounds for impeachment in the House appear to fall into three general categories: (1) improperly exceeding or abusing the powers of the office; (2) behavior incompatible with the function and purpose of the office; and (3) misusing the office for an improper purpose or for personal gain.18 Consistent with scholarship on the scope of impeachable offenses,19 congressional materials have cautioned that the grounds for impeachment “do not all fit neatly and logically into categories” because the remedy of impeachment is intended to “reach a broad variety of conduct by officers that is both serious and incompatible with the duties of the office.”20
While successful impeachments and convictions of federal officials represent some clear guideposts as to what constitutes impeachable conduct,21 impeachment processes that do not result in a final vote for impeachment also may influence the understanding of Congress, Executive and Judicial Branch officials, and the public regarding what constitutes an impeachable offense.22 A prominent example involves the first noteworthy attempt at a presidential impeachment, which was aimed at John Tyler in 1842. At the time, the presidential practice had generally been to reserve vetoes for constitutional, rather than policy, disagreements with Congress.23 Following President Tyler’s veto of a tariff bill on policy grounds, the House endorsed a select committee report condemning President Tyler and suggesting that he might be an appropriate subject for impeachment proceedings.24 The possibility apparently ended when the Whigs, who had led the movement to impeach, lost their House majority in the midterm elections.25 In the years following the aborted effort to impeach President Tyler, presidents have routinely used their veto power for policy reasons. This practice is generally seen as an important separation of powers limitation on Congress’s ability to pass laws rather than a potential ground for impeachment.26
Likewise, although President Richard Nixon resigned before impeachment proceedings were completed in the House, the approval of three articles of impeachment by the House Judiciary Committee against him may inform lawmakers’ understanding of conduct that constitutes an impeachable offense.27 The approved impeachment articles included allegations that President Nixon obstructed justice by using the office of the presidency to impede the investigation into the break-in of the Democratic National Committee headquarters at the Watergate Hotel and Office Building and authorized a cover-up of the activities that were being investigated. President Nixon was alleged to have abused the power of his office by using federal agencies to punish political enemies and refusing to cooperate with the Judiciary Committee’s investigation.28 While no impeachment vote was taken by the House, the Nixon experience nevertheless established what some would call the paradigmatic case for impeachment—a serious abuse of the office of the presidency that undermined the office’s integrity.29
However, one must be cautious in extrapolating wide-ranging lessons from the lack of impeachment proceedings in the House. Specific behavior not believed to constitute an impeachable offense in prior contexts might be deemed impeachable in a different set of circumstances. Moreover, given the variety of contextual permutations, the full scope of impeachable behavior resists specification,30 and historical precedent may not always serve a useful guide to whether conduct is grounds for impeachment For instance, no President has been impeached for abandoning the office and refusing to govern. The fact that this event has not occurred, however, hardly indicates that such behavior would not constitute an impeachable offense meriting removal from office.31
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ArtI.S2.C5.4 Alternatives to Impeachment
As an alternative to the impeachment process, both houses of Congress have occasionally formally announced their disapproval of a particular Executive Branch official by adopting a resolution censuring, condemning, or expressing a lack of confidence in the official.1 No constitutional provision expressly authorizes or prohibits such actions, and the propriety of using resolutions to condemn practices (which some describe as censure) has been the subject of some debate.2 Nevertheless, both the House and the Senate have passed such resolutions throughout the Nation’s history. For instance, the Senate censured President Andrew Jackson in 1834 for refusing to turn over a document relating to his veto of an act to re-charter the United States Bank.3 In 1860, the House adopted a resolution stating that the actions of President James Buchanan and the Secretary of the Navy Isaac Toucey, regarding the issuance of government contracts on political grounds, were deserving of reproof.4 And the Senate in 1886 adopted a resolution condemning Attorney General A.H. Garland for refusing to provide records to the Senate concerning President Grover Cleveland’s removal of a district attorney.5 Importantly, because such resolutions are not subject to the constitutional requirements of bicameralism and presentment, they impose no formal legal penalties or consequences for any party.6 Instead, they function primarily to express the sense of Congress on a matter and signal disagreement with the actions of the named individual.7
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